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RCWs
>
Title 19
>
Chapter 19.310
Complete Chapter
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RCW Dispositions
Chapter
19.310
RCW
EXCHANGE FACILITATORS
Sections
HTML
PDF
19.310.005
Finding
—
Purpose.
HTML
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19.310.010
Definitions.
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19.310.020
Actions for collection of compensation
—
Requirements.
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19.310.030
Notice of change in control
—
Exceptions.
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19.310.040
Duties of exchange facilitator
—
Fidelity bonds.
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19.310.050
Claims on fidelity bonds
—
Remedies.
HTML
PDF
19.310.060
Duties of exchange facilitator
—
Errors and omissions policies.
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PDF
19.310.070
Claims on errors and omissions policies
—
Remedies.
HTML
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19.310.080
Exchange funds
—
Prudent investor standard
—
Violations
—
Not subject to execution or attachment.
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PDF
19.310.090
Administration of places of business
—
Direct management.
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19.310.100
Prohibited practices.
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19.310.110
Deposit of client funds
—
Written notice.
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PDF
19.310.120
Prima facie evidence of fraud
—
Violations
—
Penalty
—
Cure for violations.
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19.310.130
Violations
—
Misdemeanor.
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19.310.150
Violation of chapter
—
Civil suit
—
Damages.
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19.310.160
Application of consumer protection act.
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19.310.900
Application of chapter
21.20
RCW.
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